Ebix and FCI’s CEO Brian Edelman hosted a comprehensive webinar that dives deep into cybersecurity and compliance. In this webinar, Tony Wang and Giles Brown also provide valuable tips for cybersecurity professionals. Brian Edelman…
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Protect yourself from a costly data breach! Cyberattacks pose a threat to firms, affecting them in various ways. These attacks can result in financial losses, ransom payments, and regulatory fines. Secondly, cyberattacks can damage a…
We are thrilled to announce that Brian Edelman, the esteemed CEO of FCI and a renowned cybersecurity expert, has been invited to speak at the highly anticipated Wells Fargo FiNet Annual Conference event in Grapevine…
As you know, the Securities and Exchange Commission (SEC) has been working on new cybersecurity disclosure rules for over a year. A few days ago, the SEC adopted the new rules on a vote of…
Why Wealth Managers Should Celebrate Stalemates in the Never-Ending Cybersecurity Battle By Justin Mack New research released by Financial Planning sister publication American Banker and conducted by parent company Arizent finds that banks and…
In early May 2023, The Securities and Exchange Commission (SEC) announced a large enforcement action against broker dealers HSBC Securities Inc. and Scotia Capital Inc., which ultimately totaled $37.5 million in fines. This was a…
On June 8, 2023, Financial Planning will offer a cybersecurity webinar “Connected and Protected: The New Age of RIA Cybersecurity” in partnership with Atria Wealth Solutions, featuring Cybersecurity Expert and FCI CEO Brian Edelman. …
TradePMR, a technology and custodial services provider for Registered Investment Advisers (RIAs), will host Synergy23 in Tampa, FL, May 31-June 2 where Financial Advisor attendees will experience 3 days of valuable insights and information designed…
Earlier this year, the Financial Industry Regulatory Authority (“FINRA”) published its 2023 Report on FINRA’s Examination and Risk Monitoring Program (the “Report”). The Report emphasized that FINRA believes “cybersecurity remains one of the principal operational…
“Who is liable when cyber theft occurs?” is a featured question in the Spring 2023 edition of PLANADVISER magazine citing the cybersecurity responsibilities of retirement plan recordkeepers and sponsors to protect participants. The article…
FCI announces the launch of Zero-Trust Complete, the first genuinely Integrated solution that covers the four areas of Zero-Trust Cybersecurity: Software, Users, Endpoints, and Networks. Brian Edelman, FCI’s Founder and CEO comments, “There’s confusion…
The T3 Conference being held March 13-16, 2023, in Tampa, FL brings together technology vendors, industry leaders, financial advisors and financial services executives from banks, custodians, independent broker/dealers, insurance companies and large RIA networks. …
Although the last few updates have concerned the New York Department of Financial Services (“DFS”) and its proposed amendments to its Cybersecurity Regulation, 23 NYCRR Part 500, it is important to remember that the Securities…
FCI joined the Ebix Envision 2023 User Group & Expo held February 21–23, which brought together Ebix users and solution partners to exchange ideas and explore Ebix’s exciting vision for shaping the industry. FCI…
As discussed prior, in late 2022 the New York Department of Financial Services (“DFS”) published proposed amendments to its Cybersecurity Regulation, 23 NYCRR Part 500 (“Proposed Amendments”). If the Proposed Amendments are adopted, they would…
“Beware Of Cybersecurity Risks And How To Implement Regulatory Compliant Solutions” By Ken Leibow Cybersecurity is of critical importance in the financial services industry due to the sensitive nature of the data being handled…
“Personalization Push Heightens Need for Advisers to Vet Cybersecurity” by Alex Ortolani As the retirement industry moves toward more personalization for participants to plan and save, the chance for bad actors to gain access…
> Read the Article > Subscribe to Bob Veres’ Inside Information The December 2022 Inside Information edition highlighting “Data Security and Compliance” showcases Brian Edelman’s recommendations of the best ways to protect your…
“Why Cybersecurity for Retirement Plans is More Important Than Ever” by Alex Ortolani Following Brian Edelman’s CNBC FA Summit “Securing Your Savings” appearance, PLANSPONSOR shared important cybersecurity recommendations to help firms ensure that plan…
The New York Department of Financial Services (“DFS”) recently released a proposed second amendment to the Cybersecurity Regulation, 23 NYCRR Part 500 (“Proposed Amendments”), which if adopted would go into effect sometime in 2023. The…
To prevent the loss of private data, it is recommended to either block external drives from use or enforce their encryption. If, for example, you back up private data to an un-encrypted drive (such…
Brian Edelman will join host Eamon Javers, CNBC Senior Washington Correspondent, as a featured cybersecurity speaker for the 2022 Financial Advisor Summit on Dec 6, 2022. “Securing Your Savings” is a panel discussion that every…
Your firm’s Cyber Program or Written Information Security Policy (WISP) should include a procedure for decommissioning devices when they will no longer be used. Regulators are requesting that firms formally offboard, track and retain…
Firms should be aware of making potential admissions when assessing their cybersecurity risks, including when investigating an actual data breach. There have been a number of cases over the last several years that clearly illustrate…
FCI offers a Corporate Internet Attack Surface Assessment (CIASA) that provides complete visibility of your business’s attack surface, from internal networks to the farthest reaches of the internet, where attackers lurk. Discover, classify, and…
FCI sponsored a cybersecurity panel discussion at the Security, Privacy, Risk & Compliance Retreat, Amelia Island, FL hosted by Sub-Four Capital. The security retreat brought together top C-level executives from Large Enterprises, Mid-Market, SMBs,…
One of the biggest risks in cybersecurity is the allowance of unmanaged devices to access enterprise private data. When unmanaged, a firm does not have the ability to ensure cybersecurity safeguards and compliance of…
Enhanced Pre & Post Breach Cyber Risk Management for a Growing Line of Business InsureTech Connect, Las Vegas, September 20, 2022: FCI, an MSSP focused on Financial Services, is eager to share a new…
The cybersecurity insurance market continues to evolve and there are some important developments for your consideration. In short, although cybersecurity insurance is an important component in your cybersecurity plan (e.g., mitigating costs), it is critical…
A Zero Trust approach considers users, endpoints, software, and networks as potential threats until proven otherwise. This post covers networks. Implementation of security policies is supported by a commercial-grade firewall, which prevents unauthorized entry as…
