broker dealers, custodians, and private equity

Wealth

FCI provides the Wealth sector with a cybersecurity solution that solves the last mile of regulatory compliance and information security policy adherence for consistent enforcement of controls and evidence of compliance.

Why the Last Mile of Cybersecurity Matters

Cybersecurity has become a critical business function

Internal Challenges

Ongoing SEC and FINRA compliance, audits, and disclosures with reporting obligations
Operational disruption from malware, ransomware, phishing attacks and more
Policies and procedure adherence across Broker Dealers, IBDs, Family Offices & Branches

External Pressures

Expanded attack surfaces, home and remote work, and 3rd-party vendor relationships
Wealth Sector as a high target results in elevated reputational and financial risk
Continuous shift of threat targets with increasing sophistication and frequency

Cyber Compliance

FCI ensures your firm meets SEC, FINRA, and other cybersecurity regulation requirements related to Information Security Program and Safeguards 

A solution that augments and adapts to teams, skill sets and systems already in place ​

Co-Managed Cyber Services

How FCI partners with Enterprises, internal IT teams, and MSPs

Benefits

Wealth industry experience counts when cyber threats occur

Customized Policy & Control Solutions

We work with large firms, their branches and independents to ensure cyber protection and consistency based on your security policies and goals.

Extended Cyber Team Support

As cyber experts, we keep a continuous pulse on the industry and regulations to update you with changes. We are ready to assist at any point when duty calls.

Reduced Risk

Leverage a dedicated team with hundreds of thousands of patch, incident, breach, and regulatory experiences – range matters.

The Rise of Ransomware

Ransomware attacks are crippling many Wealth Sector giants, resulting in massive operational disruption and costing millions in recovery efforts. Additional risk factors that have contributed to the increasing ransomware attacks include human error and an evolving threat landscape.

The SOAR platform we built to deliver our services

Integration and hardening of best-of-breed software in a private, redundant infrastructure

While IT teams and MSPs are managing critical systems, networks, users, and more, cybersecurity continues to grow as a category in scope, function and type. Ransomware has been a hot topic as attacks increase and the threat landscape is an ongoing challenge.

FCI’s team of seasoned cybersecurity experts, combined with an integrated technology built for the Financial Services industry, gives Wealth companies ranging from home offices, branches, RIAs, and financial planners, a way to secure environments with a zero-trust approach using a framework and technologies to ensure proactive protection and compliance.

Are you prepared for a cyber audit?

At any time, regulators, authorities, and cyber insurers can knock at your door and ask for evidence of compliance. With a short complimentary call with FCI, we will let you know.

Request a quick cybersecurity assessment

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