On May 4, 2020 FINRA issued Regulatory Notice 20-12 to FINRA members warning of phishing emails purporting to be from FINRA. Phishing emails may contain a source domain “@broker-finra.org” and request immediate attention to an…
FINRA
Updated on September 8, 2021: FINRA discontinued its Preferred Pricing Program As a leading Financial Services Industry MSSP (Managed Security Service Provider), FCI is pleased to have been selected to participate in FINRA’s Preferred Pricing…
FINRA’s regulation in the Financial Industry plays a critical role by enforcing high standards and offering resources and expertise to regulatory frameworks. The Directory serves as yet another example of a trusted, convenient, one-stop source for…
The FINRA Compliance Vendor Directory (CVD) offers firms a convenient, efficient way to search for vendors that offer compliance-related products and services in the Financial Industry. FCI is honored to be included in this directory…
