T3 Enterprise: How to Engage Independent Branch Offices to Fully Comply with Cyber Laws & Regulations

Brian Edelman, Cybersecurity Expert and FCI CEO speaks at
T3 Enterprise Conference, FortLauderdale, Tuesday, Oct 29, 2019, 1:00 PM.

Join an invitation-only group of select financial services enterprises at the upcoming T3 Enterprise Conference for an information-packed, interactive session. Delivering on the requirement of a cybersecure enterprise extending into your independent distributors is a compelling challenge. Participants in the session will get current information on critical high-risk areas of Cybersecurity and learn how to reduce risk and cover the last mile of enforcement for field offices (Agencies/Branches) and key vendors.


Including: FINRA Cybersecurity Mock Audit Workshop

with Allen Eickelberg, VP, Director of Operations, Spire Investment Partners



  • Presentations & Workshops
  • Share in confidence with peers
  • Unique, collaborative, private environment
  • Discover and share experiences with peers


Discuss the most pressing cybersecurity topics


Stay on top of shifting regulatory changes




Discuss High-Risk Areas of Cybersecurity in Financial Services


  • Cost of manual protection & compliance
  • Non-separation of duties between IT & Cyber
  • Getting caught with non-compliance


2 Complimentary Approaches

  • Enterprise Cybersecurity
  • Branch Cybersecurity


NIST as a Foundation for Modern Cyber Regulations


  • Alignment with regulatory requirements from FINRA, NYDFS, & NAIC


Build/Adapt your Field Cyber Program


  • Data Controls
  • Technical Controls
  • Policies & Procedures


Critical Factors


  • Correlation between Devices, Users and Web Apps
  • Centrally Managed & Controlled Protection
  • Vendor Management/Liability Challenges


And more!


  • Access to the full conference sessions and events
  • SmartOffice Secure Launch and Demo