T3 Enterprise: How to Engage Independent Branch Offices to Fully Comply with Cyber Laws & Regulations

Brian Edelman, Cybersecurity Expert and FCI CEO speaks at
T3 Enterprise Conference, FortLauderdale, Tuesday, Oct 29, 2019, 1:00 PM.

Join an invitation-only group of select financial services enterprises at the upcoming T3 Enterprise Conference for an information-packed, interactive session. Delivering on the requirement of a cybersecure enterprise extending into your independent distributors is a compelling challenge. Participants in the session will get current information on critical high-risk areas of Cybersecurity and learn how to reduce risk and cover the last mile of enforcement for field offices (Agencies/Branches) and key vendors.

Including: FINRA Cybersecurity Mock Audit Workshop
with Allen Eickelberg, VP, Director of Operations, Spire Investment Partners


  • Presentations & Workshops
  • Share in confidence with peers
  • Unique, collaborative, private environment
  • Discover and share experiences with peers

Discuss the most pressing cybersecurity topics

Stay on top of shifting regulatory changes


Discuss High-Risk Areas of Cybersecurity in Financial Services

  • Cost of manual protection & compliance
  • Non-separation of duties between IT & Cyber
  • Getting caught with non-compliance

2 Complimentary Approaches

  • Enterprise Cybersecurity
  • Branch Cybersecurity

NIST as a Foundation for Modern Cyber Regulations

  • Alignment with regulatory requirements from FINRA, NYDFS, & NAIC

Build/Adapt your Field Cyber Program

  • Data Controls
  • Technical Controls
  • Policies & Procedures

Critical Factors

  • Correlation between Devices, Users and Web Apps
  • Centrally Managed & Controlled Protection
  • Vendor Management/Liability Challenges

And more!

  • Access to the full conference sessions and events
  • SmartOffice Secure Launch and Demo