Broker Dealers
CEOs & Boards of Directors
Enabling Cultures of Cyber Compliance
MANAGEMENT & BOARD GUIDANCE
Ask Your Team
Leadership Questions for Cyber Compliance & Independent Advisor Responsibilities
What is the State of the Industry
The impacts of staying compliant in a shifting environment
CHALLENGES
What Your Peers Tell Us
People
- Churn of staff
- Lack of cyber experts to replace them
- Limited Incident Response expertise
Technology
- BYOD challenges
- Siloed cyber tools not integrated or configured properly
- Lack of automation
Compliance
- Tech team not concerned with compliance
- Independent branch compliance
- Evidence of compliance
COMPLIANCE
Risks Faced Today
Regulations
- Fines
- Audit and remediation costs
- Senior Leadership personal liability
Insurance
- Non-renewals
- Increase in Premiums
- Claims denials
Operations
- Downtime & Business disruption
- Increased costs and lost revenues
- Reputational damage
What we Learned About Cybersecurity Requirements
From CEOs, Boards, Compliance & Risk Officers, CISOS and Security Professionals
We Applied it to our Solutions
Scalable Cyber Options
Low-Risk Environments
High-Value / Low TCO
Endpoint Automated Enforcement
Adaptable, Configurable Controls
Integrated, Optimized Protection
Cyber ROI Stats
Financial Services firms lose approximately $5.9 million per data breach.
28% higher than the global average.
Organizations that deployed advanced threat detection and response tools averaged a savings of 9.2% per breach.
Organizations that employ security automation and automated security orchestration saved on average $3 M per breach.
In 2022, the SEC fined more than a dozen financial services companies almost $2 billion for cybersecurity shortcomings.
Firms with robust incident response frameworks saved an average of $2 million.
FCI Enables Broker Dealer Branch Cyber Compliance
By Solving the Last Mile of Cybersecurity Compliance
- Get Integrated Cyber Tools
- Leverage Automated Policy Enforcement
- Gain Control Over BYOD
- Achieve Full Branch Security
- Fill Cybersecurity & Human Gaps
- Leverage Advice for Management & Board
- Get CISO & Branch Security Officer Support
- Reach Total Compliance
PROFESSIONNAL
Advisory Services
CISOs are well versed and credentialed in their field. Attack surfaces continue to expand along with cyber tool selection, threat types and regulations.
As regulations and guidelines indicate, checks and balance must be in place.
FCI’s unique background in Financial Services across cybersecurity, regulations, compliance, forensics, cyber tool integration, and automation allows us to join forces and partner with clients to create more secure environments.
Decision Support
- Senior Management & Board Mentorship
- Cybersecurity Strategies & Plan
- Research & Education
Risk Assessments
- M&A Cyber Reviews
- Cyber Preparedness & Readiness
- Mock Exam Exercise
Branch Compliance
- Solution Architecture
- Deployement Strategies & Plan
Incident & Breach Support
- Forensic Reviews
- Support with Regulators, Authorities and Insurers
