BROKER-DEALERS & INSURANCE CARRIERS
Enterprises
FCI provides cybersecurity services to enterprises to enable field cyber compliance and information security policy adherence, ensuring consistent enforcement of controls and evidence of compliance.
Why the Last Mile of Cybersecurity Matters
Cybersecurity has become a critical business function
Internal Challenges
Ongoing regulatory compliance, audits, and disclosures with reporting obligations
Operational disruption from malware, ransomware, phishing attacks and more
Policies and procedure adherence across all branches and field offices
External Pressures
Expanded attack surfaces, home and remote work, and 3rd-party vendor relationships
Banking Sector as a high target results in elevated reputational and financial risk
Continuous shift of threat targets with increasing sophistication and frequency
Cyber Rules
Loud & Clear
Since 2012, SEC has produced hundreds of policies in dozen of documents (Risk Alerts, Observations, Cyber Exam, Guidance, etc.)
Independent Advisors
2021 SEC Exam Requirements at FCI Clients
“For Cybersecurity, your 1099 Advisors must be treated like Employees.”
Corporate-Owned & BYOD Devices
4/15/2014 SEC Audit Risk Alert IV.2
“You need to demonstrate controls over all endpoints accessing private data: Enforcing settings and cyber tools that users are prevented from altering.”
2020 SEC Exam Requirements at FCI Clients
"Provide a list of Endpoints that were decommissioned last year and the evidence there was no private data on them."
2020 Cybersecurity and Resiliency Observations
"Monitoring exfiltration and unauthorized distribution of sensitive information outside of the Firm (e.g., email, physical media, hard copy, or web-based file transfer) and evidencing this monitoring."
Zero-Trust Managed Cybersecurity Services
Cybersecurity for Banking: Answering Specific Banking Industry Requirements
A solution that augments and adapts to teams, skill sets and systems already in place
Co-Managed Cyber Services
How FCI partners with Enterprises, internal IT teams, and MSPs
Cybersecurity for Financial Services
Banking industry experience counts when cyber threats occur
Customized Policy & Control Solutions
We work with large Broker Dealers and Insurance Carriers to ensure field offices cyber protection and consistency based on security policies and goals.
Extended Cyber Team Support
As cyber experts, we keep a continuous pulse on the industry and regulations to update you with changes. We are ready to assist at any point when duty calls.
Reduced Risk
Leverage a dedicated team with hundreds of thousands of incident, breach, and regulatory experiences – range matters.
The Rise of Ransomware
Ransomware attacks are crippling many Banking Sector giants, resulting in massive operational disruption and costing millions in recovery efforts. Additional risk factors that have contributed to the increasing ransomware attacks include human error and an evolving threat landscape.
Are your field offices prepared for a cyber audit?
At any time, regulators, authorities, and cyber insurers can knock at your door and ask for evidence of compliance. With a short complimentary call with FCI, we will let you know if you are ready for it.
Request a Cyber Audit Preparedness Call
