Cyber Insurance Readiness

Your insurer no longer takes your word for it.

Cyber insurance carriers now demand proof of controls — MFA everywhere, EDR on every endpoint, verified backups, a tested incident response plan — at application, at renewal, and at claim time. Attestation without evidence is how claims get denied and coverage gets non-renewed.

3
moments insurers demand proof — application, renewal, claim
24×7
SOC behind every control FCI enforces
365
days a year renewal evidence builds

Cyber insurance readiness means the proof your insurer asks for — MFA enforcement records, EDR coverage, backup verification, incident response documentation — already exists when the application, renewal, or claim arrives. FCI enforces those controls every day and produces timestamped evidence continuously through the FCI Portal, so attestations are backed by proof.

What Insurers Ask For

The renewal questionnaire is a controls audit.

Renewal questionnaires have converged on the same core controls. Underwriters no longer ask whether the firm has a policy — they ask for the records that prove enforcement. These are the five requests that decide the renewal.

01
MFA Enforcement Records

“We have MFA” is not the same as “here is evidence that MFA is enforced for every user, on every login, with no exceptions.” Insurers ask for the second. FCI deploys phishing-resistant MFA aligned with CISA Zero Trust guidance and produces the enforcement records insurers require.

02
EDR on Every Endpoint

Endpoint detection and response deployed, active, and documented — per device, per day, including BYOD. The FCI Portal shows real-time enforcement status across every endpoint, exportable for underwriter review.

03
Backup & Recovery Verification

Backups that run and are verified — not assumed. FCI documents backup verification as part of cloud app security, so recovery capability is evidenced rather than asserted on the application.

04
Security Awareness Training

Insurers ask whether users are trained and tested against phishing. FCI runs phishing campaigns and documents the results — tied to individual users, across every registered representative and every branch.

05
Incident Response Plan

Documented, tested, and backed by a 24×7 SOC with forensic capability — and the experience to work directly with the FBI, regulators, and cyber insurers when an incident occurs.

At your last cyber insurance renewal, could you document every control your insurer asked about — or did you check boxes you weren't 100% sure of?

The Attestation Trap

A checkbox you can't prove is worse than an empty one.

Every cyber insurance application ends the same way: a list of controls and a column of checkboxes. MFA on all accounts — yes. EDR on all endpoints — yes. Tested backups — yes. Each checkbox is a representation the firm is making to its insurer. At claim time, each one gets verified.

The Checkbox Is a Representation

Checking a box without verification creates liability. If the control was not actually in place at the time of a claim, the attestation becomes evidence against the firm — grounds to deny the claim, reduce the payout, or challenge the policy itself.

Claims Denied or Reduced

Cyber insurers are increasingly requiring proof — not attestation — that specific controls were active when the incident occurred. If the firm cannot produce that evidence, the policy may not pay.

Documentation Cuts Both Ways

If controls were enforced and documented, the evidence supports the claim. If they were not enforced — or the documentation is incomplete — the same evidence trail supports the insurer's denial.

What That Looks Like in Practice

A firm's IT provider turned off multi-factor authentication to simplify upgrade scripts. A phishing site captured credentials. A bad actor wired $700,000 from a client account. When FCI was brought in, the FBI's primary suspect was the advisory firm itself — because without documented controls, the firm couldn't prove what happened.

Is every box on your last application backed by evidence — or by the assumption that IT has it handled?

How FCI Prepares You

The renewal evidence package builds itself, every day.

FCI does not run a renewal-prep project. Every control FCI enforces generates evidence as it runs, and that evidence assembles continuously in the FCI Portal — organized, timestamped, and current. When the questionnaire arrives, the compliance officer doesn't launch a scramble. They open the FCI Portal and export the record.

"The renewal application is pre-supported by the FCI Portal's continuous compliance record — timestamped evidence of enforcement, not just policy statements."

Identity & MFA
MFA enforcement records, access provisioning, and credential monitoring — tied to individual users.
Endpoint & EDR
Device inventory, control verification, encryption status, patching evidence, and EDR activity — documented per device, per day.
Backup & Recovery
Backup verification, application configuration evidence, and access anomaly documentation across cloud apps.
Training & Users
Phishing campaign results and enforcement status for every registered representative, every branch, every agency.
Incident Response
A documented, tested incident response plan — plus 24×7 SOC activity records and FCI Portal audit trails.
Due Diligence on FCI
SOC 2 Type 1 attestation, 100% SecurityScorecard rating, MSP Verify certification. When the underwriter asks about your security provider, the answer is already packaged.
MFA Enforcement EDR Coverage Backup Verification Phishing Testing Incident Response

Claim Time

Two versions of claim day.

Insurance pays on proof. Whether a claim is honored depends less on what the firm was doing and more on what the firm can prove it was doing — at the time of the incident, not after.

A Claim Without Evidence

The breach happens. The claim is filed. The insurer's first request: evidence that the attested controls were active at the time of the incident. IT starts reconstructing logs from systems that were never configured to keep them. The gap between the application's checkboxes and the reconstructed record becomes the insurer's case. The claim is denied, reduced, or contested — at the exact moment the firm needs the money.

A Claim With FCI

The breach happens. The 24×7 SOC contains it — device isolation, forensic evidence preservation, documented remediation, coordinated communication with the firm's compliance team. The timestamped enforcement record already exists, built continuously before the incident. FCI works directly with the FBI, regulators, and the cyber insurer. The documentation shows enforcement, not absence — and supports the claim instead of the denial.

If a claim is filed after a breach, will your documentation prove the controls were in place — or will it prove they weren't?

Cyber insurance readiness — common questions

Carriers now ask for proof of specific controls — MFA enforced for every user, EDR deployed on every endpoint, verified backups, security awareness training, and a documented, tested incident response plan. Having the control is not enough; insurers want the enforcement records that show it is true. FCI produces those records continuously through the FCI Portal.
Claims can be denied or reduced. Cyber insurers are increasingly requiring proof — not attestation — that specific controls were active when the incident occurred, and if the firm cannot produce that evidence, the policy may not pay. FCI produces timestamped evidence of control enforcement continuously, so the documentation exists before the incident happens, not after.
FCI enforces the controls insurers ask about every day and documents that enforcement automatically, so the renewal application is pre-supported by the FCI Portal’s continuous compliance record. Every checkbox on the questionnaire is backed by timestamped evidence of enforcement, not just policy statements. The renewal-prep scramble disappears because the evidence package already exists.
No — it complements the broker. Your broker structures and places the coverage; FCI produces the evidence of enforced controls that underwriters ask for at application, renewal, and claim time. The broker negotiates the policy, and FCI proves the controls behind it.

See what your next renewal will ask for — and what you can prove today — in 30 minutes.

FCI works with broker-dealers and branch offices, insurance carriers and agencies, and RIAs. Request a gap analysis. You will have a clear picture of what controls must be in place, what is missing, and what your next cyber insurance renewal, regulatory exam, or home office audit will ask for.